Financial Services

Banking, Investment, Insurance, Tax & Accounting
Financial Services

We are as invested in your data as you are.

Financial services house vast amounts of data that is often sensitive and nontraditional in nature, and experience some of the most stringent compliance requirements, specifically SEC 17a-4(b), SEC 204-2, SEC 206(4)-7, SEC Rule IA-2204, and FINRA Rule 4500. From creation to deletion, Innovative Discovery consults with clients to establish workflows and procedures to increase compliance, mitigate risk, and help you to avoid substantial fines. We deliver expertise and guidance you can bank on.

ID serves the financial services industry by providing:

FEDRAMP

This highly-sought-after authorization allows us to offer a secure, cloud-based environment for government data and in turn utilize those best practices for our business environments.

Collections

This highly-sought-after authorization allows us to offer a secure, cloud-based environment for government data and in turn utilize those best practices for our business environments.

Legal Hold

Relativity Legal Hold is a defensible, efficient, and comprehensive tool that enables organizations to effectively manage all data and correspondence in one centralized location.

Information Governance and Cyber Security

ID helps clients build data retention policies, identify potential vulnerabilities, and implement on-going monitoring procedures.

Analytics

We take a consultative approach to every project to determine the most efficient review workflow, seamlessly incorporating analytics, to help you identify critical information faster.

Concierge-Level Service

Our team invests in your organization and your data, so you receive boutique-style attention from top-notch experts.